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  2. Travis Ritter

Travis Ritter

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Travis Ritter
Director of Compliance
Phone: 
860-677-9221 ext. 101
Fax: 
413-734-4328
E-mail: 
travis.ritter@pioneer-financial.com

 

Professional Registrations & Licenses:
FINRA Series 7, 24, & 66

 

Education:
Westfield State University 
Bachelor of the Arts in Psychology

 

Travis Ritter is the Director of Compliance at Pioneer Financial Group where he has been a member of the team since July of 2016. Travis is part of the Principal Round Table (a consortium of esteemed Field Principals of firms across the country) sharing ideas and best practices to aid one another and their respective firms.

As a strong believer in the value of ongoing education, Travis continually builds upon the firms training program for our team of financial professionals and staff containing a vast array of topics such as cybersecurity, fraud prevention, and regulatory changes. Travis leads a strong campaign on cybersecurity, assisting the firm and clients in the protection of data as one of the firm’s technical contacts. Some of Travis’ other responsibilities as a Field Principal include reviewing and approving, all advertising and marketing material for the firm, outside business activities, and new business. 

Travis resides in the Pioneer Valley with his girlfriend, Jacqueline. In their spare time, they enjoy casual hiking (nothing too crazy!) and finding new places to explore. If you live in the area, during hockey season you can catch Travis at a Springfield Thunderbirds game where he has been a long-time season ticket holder along with his parents. For 2021-2022, Travis has also gotten Jacqueline on board as a season ticket holder.

 

Travis Ritter is a Registered Representative and Investment Advisor Representative of Securian Financial Services, Inc. Securities and Investment Advisory Services offered through Securian Financial Services. Member FINRA/SIPC. Pioneer Financial Group is independently owned and operated. 360 Bloomfield Ave. Suite 201. Windsor, CT 06095. 3648072 - 6/2021

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117 Metro Center Boulevard, Suite 2008
Warwick, Rhode Island
02886 United States

  •  Tel: 401-244-3200
  •  Toll Free: 866-514-0261
  •  Fax: 401-244-3223

Pioneer Financial Group is independently owned and operated, and offers its own suite of products and services entirely independent of Securian.

Certain individuals associated with  Pioneer Financial Group are registered with and offer securities and investment advisory services through Securian Financial Services, Inc. ("Securian"), a registered broker-dealer and investment adviser, member FINRA / SIPC. Individuals registered with Securian are authorized to offer only those securities and investment advisory services that have been specifically approved by Securian. FINRA's BrokerCheck contains additional information about registered individuals and also indicates whether they are registered representatives and/or investment advisor representatives. You may also refer to their individual bio pages on this website to find their registration status. Not all registered persons are registered as investment advisor representatives.  Only registered persons who are registered as investment advisor representatives use titles "advisor" or "financial advisor" and provide advisory services. For further questions about which individuals associated with Pioneer Financial Group are registered with Securian, as well as information about which securities and investment advisory services such individuals are authorized to offer on Securian's behalf, please contact Securian at 1-800-820-4205.  3100994 DOFU 07/2020

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