Travis Ritter

Director of Compliance
860-677-9221 ext. 101

 

Professional Registrations & Licenses:
FINRA Series 7, 24, & 66

 

Education:
Westfield State University 
Bachelor of the Arts in Psychology

 

Travis Ritter is the Director of Compliance at Pioneer Financial Group where he has been a member of the team since July of 2016. Travis is part of the Principal Round Table (a consortium of esteemed Field Principals of firms across the country) sharing ideas and best practices to aid one another and their respective firms.

As a strong believer in the value of ongoing education, Travis continually builds upon the firms training program for our team of financial professionals and staff containing a vast array of topics such as cybersecurity, fraud prevention, and regulatory changes.

 

Travis Ritter is a Registered Representative and Investment Advisor Representative of Securian Financial Services, Inc. Securities and Investment Advisory Services offered through Securian Financial Services. Member FINRA/SIPC. Pioneer Financial Group is independently owned and operated. 360 Bloomfield Ave. Suite 201. Windsor, CT 06095. 4947405 - 9/2022